Documents Needed For Financial Planning Some or all of the following documents provide information that is important as we work to create your financial plan. This material will be entirely confidential and returned when your plan is completed, or earlier, if requested. Income Tax Returns (prior 2 years)SelfSpouseSavings and Retirement Statements Pension Plan/Profit SharingKeogh/SEP401(k)/Tax Sheltered Annuity401(k)/Tax Sheltered AnnuityEmployee Deferred CompensationIRA/Roth IRASavingsMutual Funds and Brokerage AccountsSocial Security StatementsInsurance/Annuity Contracts, Statements and In-force IllustrationsLifeHealthDisabilityGroup Insurance AnnuitiesLong Term CareUmbrella PolicyFinancial Plan(s) and AnalysisExisting ComprehensiveMost Recent Payroll StubSelfSpouseCompany Benefit Statements/BookletsSelfSpouseCurrent Financial StatementsPersonal Net WorthMonthly ExpensesWills/TrustsSelfSpouseBusiness DocumentsIncome Tax Returns Buy/Sell AgreementDeferred Compensation Wage ContinuationEmployment AgreementGroup Benefit ProgramsOther Employer Paid BenefitsWe look forward to meeting with you! Let us know if you have any questions. *For a printable version of this document, click here.
